Provide consultation on regulatory compliance, assist clients in developing compliance systems, conduct audits, and report findings to management.
At Wipfli, people count.
At Wipfli, our people are core to everything we do-the catalyst behind our ability to create exceptional impact and extraordinary results.
We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path.
People truly matter and they feel it. For those looking to make a difference and find a professional home, Wipfli offers a career-defining opportunity.
Our Senior Regulatory Compliance Consultant can work either in person, remote, or in a hybrid environment in the state of WI. About 20% travel to client locations in WI, IL, and/or MN is required.
Responsibilities:
Qualifications:
Carly Seidl, from our recruiting team, will be guiding you through this process. Visit her LinkedIn page to connect!
#LI-hybrid #LI-CS1
Additional Details:
Wipfli is an equal opportunity/affirmative action employer. All candidates will receive consideration for employment without regards to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identify, veteran status, disability, or any other characteristics protected by federal, state, or local laws.
Wipfli is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or participate in our recruiting process, please send us an email at [email protected].
At Wipfli, our people are core to everything we do-the catalyst behind our ability to create exceptional impact and extraordinary results.
We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path.
People truly matter and they feel it. For those looking to make a difference and find a professional home, Wipfli offers a career-defining opportunity.
Our Senior Regulatory Compliance Consultant can work either in person, remote, or in a hybrid environment in the state of WI. About 20% travel to client locations in WI, IL, and/or MN is required.
Responsibilities:
- Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and board and management reporting
- Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system
- Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks
- Present information in a concise and effective manner to the board of directors, audit or supervisory committee, management, and business lines
- Conduct routine regulatory compliance testing for federal consumer compliance regulations
- Lead client engagements and engagement teams as needed
Qualifications:
- Bachelor's Degree
- 5+ years of experience in banking / financial institutions
- Experience in creating, executing, and documenting regulatory compliance audits
- Knowledge and experience in lending
- Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
- Strong analytical skills with high attention to detail and accuracy
- Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment
- About 20% travel to client locations within the U.S. is required
Carly Seidl, from our recruiting team, will be guiding you through this process. Visit her LinkedIn page to connect!
#LI-hybrid #LI-CS1
Additional Details:
Wipfli is an equal opportunity/affirmative action employer. All candidates will receive consideration for employment without regards to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identify, veteran status, disability, or any other characteristics protected by federal, state, or local laws.
Wipfli is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or participate in our recruiting process, please send us an email at [email protected].
Top Skills
Compliance Management Systems
Regulatory Compliance
Risk Assessment
Similar Jobs at Wipfli
Cloud • Fintech • Software • Business Intelligence • Consulting • Financial Services
The Lead Generation Specialist will conduct research, develop leads, manage relationships, and track activities in CRM to meet revenue goals.
Top Skills:
Microsoft Dynamics CrmOutreachZoominfo
Cloud • Fintech • Software • Business Intelligence • Consulting • Financial Services
Manage multiple projects, coordinate resources, maintain project plans, identify risks, and enhance project management processes.
Top Skills:
Microsoft Office SuitePmbokSoftware Development Lifecycle
Cloud • Fintech • Software • Business Intelligence • Consulting • Financial Services
Lead consulting engagements focusing on construction industry clients, manage projects, provide financial insights, and drive operational improvements.
Top Skills:
Construction Accounting SoftwareProject Management Tools
What you need to know about the San Francisco Tech Scene
San Francisco and the surrounding Bay Area attracts more startup funding than any other region in the world. Home to Stanford University and UC Berkeley, leading VC firms and several of the world’s most valuable companies, the Bay Area is the place to go for anyone looking to make it big in the tech industry. That said, San Francisco has a lot to offer beyond technology thanks to a thriving art and music scene, excellent food and a short drive to several of the country’s most beautiful recreational areas.
Key Facts About San Francisco Tech
- Number of Tech Workers: 365,500; 13.9% of overall workforce (2024 CompTIA survey)
- Major Tech Employers: Google, Apple, Salesforce, Meta
- Key Industries: Artificial intelligence, cloud computing, fintech, consumer technology, software
- Funding Landscape: $50.5 billion in venture capital funding in 2024 (Pitchbook)
- Notable Investors: Sequoia Capital, Andreessen Horowitz, Bessemer Venture Partners, Greylock Partners, Khosla Ventures, Kleiner Perkins
- Research Centers and Universities: Stanford University; University of California, Berkeley; University of San Francisco; Santa Clara University; Ames Research Center; Center for AI Safety; California Institute for Regenerative Medicine

