Jobs at FINRA

The Associate Director, State Government Affairs monitors and analyzes state legislation affecting FINRA, communicates with state regulators, and prepares reports and recommendations for senior leaders.

As a Cyber Awareness and Training Lead, you will design cybersecurity tabletop exercises, provide incident management guidance, drive examinations, educate members, and consult on high-stakes issues to enhance industry cyber resilience.

As a Senior Cyber Threat Intel Analyst, monitor cyber threats, analyze intelligence data, lead examinations, and provide actionable insights to enhance financial industry defenses.

The Senior Analyst conducts surveillance reviews to identify market activity violations, analyzes trading activity, and develops analytics tools to combat fraud.

The Associate Principal Analyst conducts surveillance reviews, analyzes trading activity for violations, updates internal guidelines, develops analytics, and prepares reports. They also provide training and work on special projects.

The Senior Data Scientist will establish data science practices, develop a machine learning framework for market surveillance, and collaborate with various teams to drive business insights and recommendations.

The Lead GenAI Backend Platform Software Engineer develops scalable software solutions, leads architectural design, ensures product quality, and mentors team members.

The Associate Principal Analyst reviews advertising communications for compliance with regulations, mentors staff, and conducts complex reviews of materials while responding to inquiries.