Top Compliance Jobs in San Francisco Bay Area, CA

Leads the compliance program for Cash App Investing’s FINRA- and SEC-regulated broker-dealer business. Responsibilities include developing policies and controls, overseeing supervisory procedures, regulatory filings, communications review, complaints, examinations, remediation, AML coordination, vendor oversight, governance reporting, and regulator engagement. The role advises product, engineering, legal, marketing, and operations teams while building and managing a high-performing compliance organization.

Lead Flex’s product compliance function across lending and payments, embedding regulatory oversight throughout the product lifecycle. Build scalable governance, risk-tiered reviews, and AI-enabled compliance workflows, including automated monitoring and agent-based review systems. Partner with Product, Engineering, Legal, Risk, Marketing, bank partners, and regulators to guide compliant innovation, resolve issues, and strengthen controls. Lead and develop the product compliance team in a high-growth fintech environment.

Supports DraftKings Predictions’ financial crimes compliance program by analyzing AML requirements and emerging risks, optimizing transaction monitoring controls, advising on compliant product features, conducting risk assessments, supporting audits and regulatory responses, and managing compliance escalations. The role partners with Compliance, Risk, Product, and Analytics teams to strengthen governance, quality assurance, and ongoing program improvements in prediction markets and regulated financial services.

Manage tax planning, compliance, and reporting across a multi-entity organization. Serve as primary tax authority, coordinate with external advisors, oversee partnership and indirect tax compliance, maintain filing calendar, handle information reporting (1099/1042), support international tax matters, liaise with government authorities, and improve tax processes and controls.

Provides embedded compliance guidance for Square product teams, leading product compliance reviews, risk assessments, control evaluations, testing, monitoring, issues management, audits, regulatory change management, and remediation. Partners with Product, Engineering, Design, Legal, Risk, and international teams to translate regulations into practical controls, maintain compliance inventories, manage examinations, and report compliance metrics.

Supports the Chief Compliance Officer in building and administering a federally chartered trust bank’s compliance management system and BSA/AML program. Responsibilities include AML controls, CDD/EDD, transaction monitoring, SAR workflows, OFAC sanctions, Travel Rule compliance, blockchain analytics, compliance testing, issue remediation, regulatory change management, Board reporting, and OCC examination readiness. The role focuses on digital asset custody and fiduciary services while maintaining an independent compliance function.

Supports the Chief Compliance Officer/BSA Officer in building and administering a federally supervised trust bank’s compliance management and BSA/AML programs. Responsibilities include AML controls, customer due diligence, transaction monitoring, OFAC sanctions, wallet screening, digital asset typologies, compliance testing, issue remediation, regulatory change management, OCC examination readiness, audits, and Board reporting.

Own compliance advisory for the Affirm Card program across marketing, onboarding, payments, disputes, servicing, and new product features. Apply consumer finance regulations, review disclosures and UX, lead root-cause analysis and remediation, maintain risk assessments and controls, support regulatory exams and audits, and develop compliance training. Partner closely with Product, Engineering, Operations, Legal, Risk, and senior leadership to make independent, risk-based decisions.

Administer the compliance testing program by conducting regulatory reviews, reporting findings, identifying control gaps, and coordinating remediation. Partner cross-functionally with Legal, Risk, Product, Engineering, Operations, and management. Support compliance risk assessments, control inventory, process improvements, and regulatory analysis for new or revised products and services.

Performs Level 2 sanctions alert reviews for fiat and cryptocurrency transactions, makes case disposition decisions, conducts on-chain investigations, and provides sanctions guidance. Supports screening oversight, regulatory reporting, policy and procedure development, regulatory monitoring, risk-based projects, and team mentoring. Requires financial institution or government sanctions experience, OFAC and BSA/AML knowledge, blockchain analytics expertise, and strong communication skills.

Owns corporate tax compliance and financial services compliance operations, including filings, tax provision support, controls, audit readiness, issue remediation, and external advisor coordination. The role translates regulatory requirements into policies and workflows, partners with Legal, Finance, Product, and Engineering, trains teams, and uses automation to improve compliance processes while maintaining review quality.

Directs regulatory compliance engagements for private fund and investment clients. Responsibilities include analyzing compliance issues, developing and testing compliance programs, managing regulatory filings and policy updates, leading client training and mock examinations, supporting SEC and FINRA exams, monitoring regulatory changes, advising on internal controls, mentoring staff, and supporting business development.

Own Motive’s global financial products compliance program across AML/BSA, sanctions, KYC/KYB, PEP screening, transaction monitoring, lending compliance, audits, and regulatory relationships. Develop policies and controls, ensure operational effectiveness, manage bank and card network partners, monitor regulatory changes, support compliant product launches, and establish governance across multiple jurisdictions including the US, Canada, and UK/EU. Build the compliance function and advise leadership on compliance risk.

Leads and enhances BlackRock Institutional Trust Company’s compliance program, including OCC regulatory engagement, examinations, inquiries, remediation, governance, policies, testing, monitoring, and risk management. Advises senior stakeholders on regulatory requirements and emerging risks, drives strategic compliance initiatives, represents Compliance in governance forums, and manages and develops compliance professionals. Requires extensive financial-services compliance leadership and experience with bank regulatory frameworks, OCC-regulated entities, regulatory examinations, and complex remediation.

Lead independent compliance testing reviews across consumer financial regulations, evaluating control design and effectiveness. Identify control gaps, recommend enhancements, analyze data, prepare testing reports, track remediation, and communicate risks to business partners and senior leadership. The role also supports audits, regulatory examinations, compliance initiatives, and data-driven testing capabilities while partnering across the organization to strengthen compliance risk management.

Supports the regulatory compliance and enterprise risk program for fintech lending operations. Responsibilities include post-close quality assurance reviews, vendor assessments, bank-partner questionnaires, licensing and renewal tracking, audit readiness, regulatory monitoring, SOC compliance workstreams, and remediation efforts. The role also maintains compliance documentation, reporting, and trackers while partnering with bank partners, auditors, and senior leadership.

Leads the U.S. consumer compliance program, focusing on Regulation E and UDAAP controls across credit, prepaid, and digital asset products. Responsibilities include compliance reviews, consumer complaint analysis, error-resolution oversight, chargeback compliance, regulatory examinations, audits, remediation plans, policy management, and cross-functional implementation of consumer protection requirements. Provides secondary support for BSA/AML alignment, regulatory submissions, and executive reporting.

Leads enterprise risk management, compliance frameworks, internal controls, fiscal and grant compliance, contract and insurance oversight, data privacy governance, audits, regulatory liaison activities, and compliance training. Supervises contract coordinators and partners with Finance, IT, Programs, legal counsel, and public agencies. The role supports major public childcare initiatives, manages corrective actions, oversees privacy and security reviews, and ensures adherence to federal, state, local, and donor requirements.

Supports DraftKings Predictions’ financial crimes compliance program by analyzing AML regulations and emerging risks, optimizing transaction monitoring controls, advising on compliant product features, supporting risk assessments, audits, regulatory responses, and quality assurance, and handling compliance escalations. The role requires collaboration with Compliance, Risk, Product, and Analytics teams in a regulated prediction markets or financial services environment.

Supports compliance monitoring and regulatory reporting for a futures brokerage under CFTC and NFA oversight. Responsibilities include maintaining reporting and recordkeeping registers, preparing filings, assisting with AML risk profiling and transaction monitoring, reviewing marketing materials, documenting procedures, supporting staff training and NFA exam readiness, and coordinating compliance processes with internal teams.

Leads Microsoft’s anti-bribery and anti-corruption compliance program for datacenter construction and infrastructure development. Responsibilities include designing compliance strategies, conducting books-and-records and transactional audits, performing risk assessments, strengthening controls, developing policies and playbooks, delivering training, monitoring risks, and driving remediation. The role partners with construction, engineering, procurement, legal, and senior leadership teams across global infrastructure programs.

Conduct global trade risk and compliance operations, including KYC/KYB, sanctions screening, transaction monitoring, fraud and merchant risk reviews, enhanced due diligence, SAR preparation, and regulatory reporting. Analyze data, investigate issues, prepare reports, and collaborate with cross-functional teams and business partners across regions. Fluent English and Mandarin communication is required or preferred for China-related coordination.

Supports the Deposits Compliance team in operating the Compliance Management System for bank and fintech partner programs. Conducts due diligence, monitoring, reviews, control and risk-indicator assessments, policy and marketing-material reviews, issue research, remediation planning, and regulatory compliance support. Advises on consumer protection requirements involving payments, cards, checks, ACH, wires, and instant payments while collaborating with business units, partners, Legal, Risk, and Audit teams.

Supports the U.S. BSA/AML and sanctions compliance program through transaction monitoring, investigations, SAR drafting, KYC/KYB and CDD/EDD reviews, regulatory filings, policy updates, examinations, and workflow improvements. The role partners with Compliance, Operations, Product, and Commercial teams while monitoring U.S. financial crime and digital-asset risks.

Lead AML/BSA, KYC/KYB, fraud, transaction monitoring, and sanctions compliance programs. Manage banking and financial institution relationships, oversee investigations and UAR/SAR processes, translate regulations into operational controls, coordinate audits and examinations, track regulatory developments, and deliver compliance training. Partner cross-functionally with Legal, Product, Engineering, and Operations to support responsible product growth and regulatory readiness.