Top Compliance Officer Jobs in San Francisco Bay Area, CA

The Control Room Senior Associate maintains JPMorgan Chase’s information barriers and monitors information flows between private- and public-side businesses. Responsibilities include managing Watch and Restricted lists, reviewing research publications, chaperoning covered communications, advising front-office teams on restrictions and permissible interactions, interpreting Control Room policies, and delivering compliance training. The role partners with Banking, Sales and Trading, Asset Management, senior leaders, and global stakeholders.

Owns Poshmark’s US BSA/AML and financial crimes compliance program, including policy governance, risk assessments, sanctions controls, SAR oversight, audit and regulatory exam readiness, executive reporting, training, vendor governance, and operational quality. Partners with Product, Engineering, Operations, Legal, Finance, Risk Strategy, banking partners, auditors, and regulators to translate requirements into controls, workflows, and scalable compliance processes.

Lead SEC registration and design Infra One's US compliance operating system. Build written policies (Form ADV, AML/KYC, custody), run multi-fund monitoring and GP due diligence, manage exams and regulator relationships, advise on fund structuring and conflicts, and define organizational substance, books-and-records, and cybersecurity compliance for a scalable platform.

Join Arootah's advisor network to provide fractional Chief Compliance Officer–level, project-based compliance leadership for hedge funds, private equity firms, and family offices. Advise on SEC/regulatory matters, design and improve compliance programs, conduct reviews and risk assessments, support exams and due diligence, and partner with leadership to strengthen governance and controls.