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Mariner Wealth Advisors

Senior Vice President, Compliance

Reposted One Month AgoSaved
Remote
United States
265K-350K Annually
Senior level
265K-350K Annually
Senior level
Financial Services
Lead and advance the enterprise-wide compliance program, set strategic vision, oversee policies, monitoring, testing, training, exams, and investigations. Serve as CCO for entities, partner with business and legal teams, drive technology-enabled transformation, mentor leaders, and ensure regulatory alignment across the firm.
Top Skills: AIAutomationCompliance Technology PlatformsData-Driven Compliance PracticesDigital WorkforceWorkflow Tools
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