Support Private Wealth Management compliance by monitoring surveillances, assessing product and transaction suitability, reviewing marketing materials, advising business teams on regulations and policies, coordinating with Divisional Compliance, Legal, and Operations, and participating in US and global compliance initiatives.

Support senior institutional equity sales staff by managing client inquiries, synthesizing and distributing research, liaising with analysts and traders, marketing events and conferences, developing investment ideas, and building relationships with hedge fund, mutual fund, and pension clients.